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           29 March, 2024
 
    
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Complii: Record Of Advice (ROA)

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Complii has been designed to move Australian Financial Services Licensees (AFSLs) to above industry standard and away from paper based compliance systems and into the electronic age. The Complii platform is a 100% secure, ASIC data retention compliant, web-based compliance system that has been designed to automate, check and process much of a Licensee's compliance obligations, including those of its staff members.
URL: http://www.complii.com.au/
Title: Future of Financial Advice - FOFA, Statement of Advice
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Description: Complii has well in advanced certified compliance with future of financial advice (FOFA) reforms which are yet to come into existence for securities dealers.
Specialized in: Future Of Financial Advice - Fofa - Statement Of Advice - Soa - Complii - Compliance System - Record Of Advice

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